User Guidelines on Anti-Money Laundering and Counter-Terrorist Financing

Dear Users,

To prevent money laundering and terrorist financing, safeguard users’ lawful rights and interests, and maintain normal platform operations, SUNX has established these guidelines in accordance with relevant anti-money laundering and counter-terrorist financing laws and platform rules. Please read them carefully and comply with the relevant requirements when using platform services.

I. Purpose

Money laundering and terrorist financing may harm users’ lawful rights and interests, undermine the digital asset trading environment, and increase the platform’s legal and operational risks.

These guidelines clarify the requirements users must follow and support customer identification, risk monitoring, and reporting of suspicious activities to prevent platform services from being used for unlawful purposes.

II. Scope

These guidelines apply to all registered users of the SUNX platform (the “Platform”).

Users must comply with the anti-money laundering and counter-terrorist financing laws of their country or region and follow these guidelines to the extent permitted by local law.

Where a user’s country or region imposes stricter requirements, those local requirements must be followed.

III. Anti-Money Laundering and Counter-Terrorist Financing

Anti-money laundering and counter-terrorist financing refer to measures taken under relevant laws and SUNX platform rules to prevent the Platform from being used for money laundering or terrorist financing.

These measures include preventing unlawful actors from using platform transactions to disguise or conceal the source and nature of illicit proceeds and earnings derived from drug-related crimes, organized crime, terrorist activities, smuggling, corruption and bribery, financial fraud, crimes disrupting the financial regulatory order, and other unlawful activities.

IV. Basic Principles of Platform Risk Monitoring

1. Comprehensiveness

The Platform considers various risk factors that may indicate users’ involvement in money laundering and uses reasonable methods to monitor risks for all users.

2. Prudence

Based on a thorough understanding of users, the Platform strengthens user identification and conducts risk monitoring prudently.

3. Continuity

The Platform continuously monitors user risks and takes appropriate measures according to actual circumstances.

4. Confidentiality

The Platform strictly protects the confidentiality of user identity information, transaction information, risk classifications, and other information it holds. Such information will not be provided to any organization or individual except as required by law or regulatory requirements.

5. Risk-Based Management

The Platform periodically reviews stored basic user information according to users’ risk levels. Higher-risk users are subject to stricter review requirements than lower-risk users.

V. Review of User Information

The Platform verifies and records information and documents submitted by users in accordance with the customer identification requirements under SUNX’s anti-money laundering rules.

If there are questions about submitted documents, the Platform may verify them with the relevant competent authorities or departments.

Please ensure that submitted information is truthful and accurate and cooperate with the relevant verification procedures.

VI. Monitoring of Low-Risk Users

The Platform monitors low-risk users under SUNX’s anti-money laundering rules and reserves the right to adjust their risk classifications according to the risks identified.

VII. Monitoring of High-Risk Users

The Platform reviews high-risk users once every six months, updates their basic identity information, and obtains information about their sources and uses of funds, financial circumstances, or business operations.

Relevant users should cooperate with the reviews and provide the required documents.

VIII. User Responsibilities

When using platform services, please comply with the following requirements:

1. Do not lend your account: Lending your account to others for their use is prohibited.
2. Do not rent out or lend identity documents: Renting out or lending your identity documents to others is prohibited.
3. Protect account information: Renting out, lending, or disclosing your account, password, or other important personal asset information is prohibited.
4. Cooperate with identification: Actively cooperate with customer identification and related verification procedures conducted by the Platform.

IX. Reporting Suspicious Activities

If you discover that any account may be involved in money laundering or terrorist financing while trading on the Platform, you may report it through SUNX’s official customer support channels.

Thank you for your support and trust in SUNX.

SUNX Global Operations Team